Compliance Officer - ธนาคารอินเดียนโอเวอร์ซีส์

• Independent in charge of compliance dept. & ensure strict compliance of policy, guidelines, notifications and other directions by Bank of Thailand, Banks Head Office & other Govt. agencies and departments.

• Liasioning with Bank of Thailand, Association of International Banks, Anti Money Laundering Office & Other Regulatory Agencies,

• Conducting periodical training of staff on AML/CFT,

• Random checking of DMS_Data Sets submitted by the users to the Bank of Thailand and other Host Country Regulatory & Official agencies.

• Conducting Compliance Testing on DMS reports, BoT notifications and other regulations.

• Preparation of Annual Compliance Plan & Report.

• Organizing Compliance Committee Meetings regularly.

• •AMLOCK regular monitoring of transactions / alerts.

•Maintaining Annual Due dates Calendar for submission of all reports, returns, policies and documents to the Host Country Regulator / Other agencies & ensuring timely submission thereof.

•Maintaining Register for informing the departments about notifications, regulations of BOT

•Any other work as and when advised by the Management.