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META CAPITAL CO., LTD.META CAPITAL CO., LTD.

About Company

           Meta Capital Inc. was originally an asset management company. With roots in Southeast Asia, we have accumulated over 10 years of solid investment and counseling experience, as well as a strong professional relationship and resource network. This allowed us to gradually transform into a multifunctional venture capitalist and offer more flexible capital solutions.

           We plan to invest in companies that are primarily in the next-generation technology sector with a secondary focus on other industries such as e-commerce, Fintech, Edtech, Prop-tech, Medtech, electronic vehicles, and renewable energy.

           We leverage our deep network and presence in the Southeast Asian market to facilitate market entry and navigation for our investors. Our strategic partners and investments are located across Asia and North America, including Vietnam, Thailand, Indonesia, Malaysia, Singapore, Taiwan, Hong Kong, and the USA.



Location2 Silom Edge Unit S11023, 11th floor, Silom Road, Suriyawong, Bangrak, Bangkok 10500
Contact personHR งามเนตร
Telephone063-446-2564
Website
  • https://metacapitalinc.co/

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Compliance Officer – Fund Management

META CAPITAL CO., LTD.
Urgently Required!Only English resume will be considered.
06/02/2026
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Basic Requirements
Full Time
5 - 10 Year
Bangkok and its Vicinity
Bachelor's Degree or Higher
40,000 - 80,000 baht/month

Responsibilities
            We are looking for a Compliance Officer with 5+ years of experience in Thai fund or asset management to lead and strengthen the firm’s compliance function. This is a hands-on, business-integrated role working closely with management, fund managers, investment teams, and operations. The Compliance Officer ensures the firm and its funds operate in compliance with Thai SEC regulations, internal policies, and industry best practices; while advising on new fund products, business initiatives, and investment strategies to ensure they are actionable within regulatory boundaries. The role includes overseeing fund compliance and risk management, ensuring investment activities are conducted within established risk, credit, and liquidity frameworks, with robust controls, monitoring, and reporting to support sound governance and safeguard investor interests.

Key Responsibilities

            •  Lead and manage the compliance function for the firm and its managed funds, ensuring operational and regulatory integrity.
            • Coordinate with regulators, auditors, and internal stakeholders to implement frameworks that enable fund-level execution and investment operations.
            • Communicate regulatory updates, practical guidance, and compliance expectations to management, investment teams, and business units.
            • Advise on new fund products, business initiatives, and investment strategies to ensure regulatory feasibility and operational implementation.
            • Oversee conduct monitoring across AML/CFT, trade surveillance, staff dealing, and conflicts of interest to maintain operational discipline.
            • Draft, review, and execute legal and operational documents supporting fund governance and corporate compliance.
            • Act as company secretary, overseeing corporate governance, reporting, and statutory filings.
            • Support fund operations, including subscription/redemption processes, NAV controls, and cross-asset considerations.
            • Monitor ongoing risk exposures and provide oversight to ensure investment activities remain within approved limits, with regular updates to investment and risk committees to align with market conditions and business strategy.
            • Identify compliance risks and implement practical controls, monitoring processes, and operational safeguards.
            • Stay updated on regulatory changes and provide actionable guidance that empowers teams to execute investment strategies confidently.


Requirements

            • Bachelor’s or Master’s degree in Law, Finance, Accounting, Economics, or related fields.

            • 5+ years of compliance experience in fund management or asset management companies (mutual funds, private funds, or similar), with experience interacting with regulators a strong plus.
            • Solid understanding of Thai securities laws and regulations applicable to asset management, with ability to translate into practical guidance.
            • Familiarity with fund operations, investment processes, and prospectus requirements.
            • Experience advising on new fund products or business initiatives to ensure regulatory feasibility.
            • Awareness of PDPA, AML/KYC, and operational risk requirements in fund operations.
            • Strong analytical, problem-solving, and communication skills.
            • Proactive, solution-oriented, and collaborative, with the ability to bridge compliance and investment operations effectively.
            • Proficient in Microsoft Excel and standard office tools; good command of English.


Welfare and Benefits
  • Staff training and development
  • Ordination gift
  • Per diem
  • 5-day work week
  • Social security
  • Health insurance
  • Accident Insurance
  • Ordination leave
  • Employee's uniform
  • Funeral payment support
  • Annual trip or party
  • Performance/results-based bonus
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